Products & Services

College Savings

401k Plan Review

Retirement Consulting

Portfolio Management

Put our years of experience to work for you!

 


 

 

Thumbnail






Did you know that two of our associates are Dave Ramsey SmartVestor's? 
Click here to find out more about
Eric Nager.
Click here to find out more about Wendy Nelson Bailey.

elp_promo_dave_lg.png

Southern Capital Services TV Interview

What is an Independent Registered Investment Advisor (RIA)?

  • An RIA is in the business of giving advice.
  • An independent RIA is not owned by another company or institution.
  • An RIA has a Fiduciary Responsibility to their clients. They are legally required to put the client’s interest first. This is a higher standard that what is required of brokerage firms, which is the suitability of an investment for an individual client.
  • An RIA is typically compensated by fees for advice, rather than commissions on buying & selling.
  • An RIA is regulated by the Securities and Exchange Commission (SEC) or the state in which they operate.

The Difference Between an RIA and a Broker

Blog

How to Protect Your Personal Data Online

by Eric Nager on Aug 13, 2019

Data breaches, once a fairly rare occurrence, have become more frequent as hackers become more skilled in their ability to extract personal data from popular social media sites such as Facebook and Twitter.

Read More

Avoiding Bad Financial Decisions

by Eric Nager on Jul 29, 2019

Managing finances properly is mainly common sense. While we’ve all made financial mistakes, most of those mistakes are easily rectified, particularly when promptly corrected. However, there are some financial decisions that can be much harder to recover from. Here are just a few of them:

Read More